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excluded client "excluded client" means- (a) a futures broker; (b) a futures fund manager; (c) a futures trading adviser; or (d) one of two or more persons who together constitute a futures broker, futures fund manager or futures trading adviser, and includes a person who is an associate of another person if that person knows, or ought reasonably to know, that that other person is an unlicensed person;
ACT 499 - FUTURES INDUSTRY ACT 1993
35A. Interpretation. |
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excluded client "excluded client" means- (a) a futures broker; (b) a futures fund manager; (c) a futures trading adviser; or (d) one of two or more persons who together constitute a futures broker, futures fund manager or futures trading adviser, and includes a person who is an associate of another person if that person knows, or ought reasonably to know, that that other person is an unlicensed person;
ACT 499 - FUTURES INDUSTRY ACT 1993 [Repealed By Capital Market & Services Act 2007] [Act 671]
35A. Interpretation. |